RH
RH

Ronald Huang

14 Years of Experience
Philadelphia, PA
Broker

Ronald Huang is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Philadelphia, PA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1600 Jfk Blvd, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2020 - Present · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
February 2017 - November 2020 · 3 yrs 9 mos
Hsbc Securities (USA) INC.
February 2017 - November 2020 · 3 yrs 9 mos
Vicus Capital, INC.
July 2014 - December 2016 · 2 yrs 5 mos
Cetera Advisor Networks LLCBroker
September 2013 - December 2016 · 3 yrs 3 mos
Walnut Street Securities, INC.Broker
August 2013 - September 2013 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2012 - April 2013 · 10 mos
Metlife Securities INC.Broker
August 2011 - May 2012 · 9 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.