Erik Oros is a registered investment advisor, based in Summit, NJ, with 9 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erik is the Chief Investment Officer and involved in sales, investment-related activities, and the insurance business at Gideon, dedicating full-time hours. He is also an IAR Rep at TLG Advisors Inc, but dedicates no time to this role.
Employment History
Current Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
M Holdings Securities, INC.Broker
Salient Capital Advisors, LLC
Salient Advisors, L.P.
Salient Capital L.P.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.