Eric Montgomery is a registered investment advisor, based in Greenwood Village, CO, with 13 years of industry experience.
Location
5655 S Yosemite Ste 300, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric operates under the DBA New Way Financial, offering financial services full-time. He also sells non-variable insurance products, including life and health, dedicating about 20% of his time to this activity, and provides mortgage brokerage services for about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Parkland Securities, LLCBroker
Spc
LPL Financial LLC
LPL Financial LLCBroker
Key Investment Services LLCBroker
First Command Advisory Services
First Command Financial Planning, INC.Broker
Key Investment Services LLC
Key Investment Services LLCBroker
Bbva Securities INC.Broker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.