Hector Luna is a registered investment advisor, based in Houston, TX, with 14 years of industry experience.
Location
800 Town and Country Boulevard, Suite 500, Houston, TX, 77024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2025 - Present · 1 yr 1 mo
Merit Financial Advisors
April 2025 - Present · 1 yr 3 mos
Previous Registrations
Mai Capital Management, LLC
October 2024 - March 2025 · 5 mos
Wealth Enhancement Brokerage Services, LLCBroker
September 2023 - September 2024 · 1 yr
Wealth Enhancement Advisory Services, LLC
August 2023 - September 2024 · 1 yr 1 mo
LPL Financial LLCBroker
August 2023 - October 2024 · 1 yr 2 mos
Fidelity Personal and Workplace Advisors
July 2018 - September 2023 · 5 yrs 2 mos
Strategic Advisers LLC
July 2015 - July 2018 · 3 yrs
Fidelity Brokerage Services LLCBroker
June 2015 - August 2023 · 8 yrs 2 mos
The Huntington Investment CompanyBroker
September 2013 - June 2015 · 1 yr 9 mos
Key Investment Services LLCBroker
March 2013 - August 2013 · 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2013 · 3 mos
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.