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David Bragman

Sequoia Wealth Management, LLC
14 Years of Experience
Chicago, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Bragman is a ChFC-designated registered investment advisor at Sequoia Wealth Management, LLC, based in Chicago, IL, with 14 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,640 clients with $600M in assets under management.

Sequoia Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,640 clients
Average Client Portfolio
$366K average
Assets Under Management
$599.6M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual advisory fee is 2.50%. Fees are negotiable depending on the scope and complexity of the engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1332 N. Halsted, #301, Chicago, IL, 60642

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David operates his LPL business under the DBA DEB Financial and is an IAR with Sequoia Wealth Management. He also sells non-variable insurance and is licensed for life and health insurance, dedicating about 10-20% of his time to insurance sales.

Employment History
Current Registrations
Sequoia Wealth Management, LLC
August 2016 - Present · 10 yrs 2 mos
LPL Financial LLCBroker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Mutual Trust CO. of America SecuritiesBroker
July 2013 - July 2016 · 3 yrs
Securian Financial Services, INC.
June 2012 - June 2013 · 1 yr
Cri Securities, LLC
June 2012 - June 2013 · 1 yr
Cri Securities, LLCBroker
November 2011 - June 2013 · 1 yr 7 mos
Securian Financial Services, INC.Broker
November 2011 - June 2013 · 1 yr 7 mos
State Registrations3 states
GAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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