Sean Lyman
Sean Lyman is a CFP-designated registered investment advisor at Sequoia Wealth Management, LLC, based in Chicago, IL, with 13 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,640 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual advisory fee is 2.50%. Fees are negotiable depending on the scope and complexity of the engagement.
Fee Estimator
Location
1017 W. Washington, Suite 3H, Chicago, IL, 60607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean provides investment advisory services through Sequoia Wealth Management, dedicating full-time hours to this activity. He is also an agent for non-variable insurance through Sequoia Financial Network, also dedicating full-time hours, and operates under the DBA Sequoia Financial Planning for his LPL business, spending about a quarter of his time. Sean is also a Notary Public for the State of IL, spending minimal time on this.
Employment History
Current Registrations
Sequoia Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Jmc Wealth Management, INC.
LPL Financial LLC
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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