ME
ME

Mark Ellis

13 Years of Experience
Alpharetta, GA
Broker

Mark Ellis is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1 Edison Drive, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark works as an arbitrator, spending minimal time on this activity outside of business hours. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
January 2015 - January 2022 · 7 yrs
UBS Financial Services INC.Broker
January 2015 - January 2022 · 7 yrs
Alliancebernstein L.P.
February 2013 - November 2014 · 1 yr 9 mos
Sanford C. Bernstein & CO., LLCBroker
January 2013 - November 2014 · 1 yr 10 mos
USAA Financial Planning Services
October 2011 - January 2013 · 1 yr 3 mos
USAA Financial Advisors, INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.