Erin Hadley is a CFP-designated registered investment advisor at Occidental Asset Management, LLC, based in Burlingame, CA, with 14 years of industry experience. Erin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 908 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.50% |
| $200K - $700K | 1.25% |
| $700K - $1.2M | 1.15% |
| $1.2M - $2.2M | 1.10% |
| $2.2M - $3.2M | 1.00% |
| $3.2M+ | 0.75% |
Management fees are charged quarterly in advance and are negotiable at the firm's discretion.
Fee Estimator
Location
301 California Drive #9, Burlingame, CA, 94010
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Occidental Asset Management, LLC
Previous Registrations
Occidental Asset Management, LLC
Personal Financial Consultants, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bugra Bakan, CFPOccidental Asset Management, LLC
- Frank Marinaro, CFPCreative Planning
- Richa Rastogi, CFPStrategic Advisers LLC
- Clayton Shum, CFPAegis Capital CORP.
- Lorne Abramson, CFA, CFPAbramson Financial Planning, LLC
- Brian Endicott, CFPStrategic Advisers LLC