Occidental Asset Management provides investment management and financial planning services tailored to individual and institutional clients. Occidental designs investment strategies focused on retirement, education funding, and wealth transfers based on each client's specific goals, risk tolerance, and time horizon. The firm handles both discretionary and non-discretionary accounts, meaning they can make trades on your behalf or consult you first depending on your preference. In addition to traditional portfolio management, Occidental offers automated investment options through digital platforms and can incorporate independent third-party managers to oversee portions of client portfolios. The firm generally requires a minimum investment of $500,000 for standard separately managed accounts, though a lower minimum applies to certain automated digital platforms.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.50% |
| $200K - $700K | 1.25% |
| $700K - $1.2M | 1.15% |
| $1.2M - $2.2M | 1.10% |
| $2.2M - $3.2M | 1.00% |
| $3.2M+ | 0.75% |
Management fees are charged quarterly in advance and are negotiable at the firm's discretion.