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Matthew Brozik

14 Years of Experience
Mankato, MN
BrokerSells Insurance

Matthew Brozik is a registered investment advisor, based in Mankato, MN, with 14 years of industry experience.

Location

100 Warrant St., Suite 311, Mankato, MN, 56001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew is the owner of Ardent Financial, providing financial advising, and a partial owner of Estate & Financial Services, also providing financial advising. He is also a sole proprietor advising clients on fixed life and long-term care products, and spends full-time hours between these activities.

Employment History
Current Registrations
Arkadios Wealth Advisors
April 2021 - Present · 5 yrs 5 mos
Arkadios CapitalBroker
April 2021 - Present · 5 yrs 5 mos
Previous Registrations
Triad Advisors, LLC
January 2015 - May 2021 · 6 yrs 4 mos
Discipline Advisors, INC.
December 2013 - December 2014 · 1 yr
Triad Advisors LLCBroker
January 2013 - May 2021 · 8 yrs 4 mos
Thrivent Investment Management INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
State Registrations10 states
AZCOFLIAMNNCNHSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Brozik - Financial Advisor | TrueAdvisor