Spencer Kubo
Spencer Kubo is a registered investment advisor at Kubo Financial Planning and Investments, LLC, based in Edina, MN, with 14 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 6 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.5M | 1.25% |
| $2.5M+ | 1.00% |
Fees may be negotiable. For qualified clients, Kubo may charge a performance fee instead of an investment advisory fee. The performance fee will be equal to 20% of any gains in the Client account[s] for the year subject to a hurdle rate of 6%. Only gains above the hurdle rate shall be subject to the performance fee.
Fee Estimator
Location
200 Southdale Center, Edina, MN, 55435
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Kubo Financial Planning and Investments, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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