Samuel Palmer
Samuel Palmer is a CFA-designated registered investment advisor at Rock Canyon Capital Management, based in Cottonwood Heights, UT, with 9 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $5.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rock Canyon charges separately managed account clients an annual management fee ranging from 1% to 1.5% of the account's net asset value, billed quarterly in advance. If services are terminated, a refund is provided for the remaining days in the quarter. Clients also pay a performance-based fee of 15%, subject to a "high water mark," calculated annually and billed in arrears. Clients also incur custodian fees, brokerage fees, and, for investments in mutual funds and exchange-traded funds, indirect investment advisory fees and expenses.
Location
Cottonwood Heights, UT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is a Principal and portfolio manager at Rock Canyon Capital Management LP, Rock Canyon Capital Management GP LLC, and Rock Canyon Capital LLC. These entities are investment-related and part of the same investment advisory regime, with Samuel directing investments for Rock Canyon Funds.
Employment History
Current Registrations
Rock Canyon Capital Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.