Randall Rubin
Randall Rubin is a registered investment advisor at Decca Private Wealth Management, INC., based in Los Angeles, CA, with 13 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $9.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.70% |
| $5.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fees are negotiable. Client will not be charged an asset management fee with a performance based fee.
Fee Estimator
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Randall is a registered representative/broker dealer at Umergence LLC since November 2023, spending about 10-20% of his time, with 20 of those hours during SEC hours. He dedicates 70% of his time to this business practice.
Employment History
Current Registrations
Decca Private Wealth Management, INC.
Previous Registrations
Umergence LLCBroker
Britehorn SecuritiesBroker
Barnes & Company Investment Counsel, LLC
Independent Financial Partners
LPL Financial LLCBroker
Rkr Equity Group,llc
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.