Alesha Lynn Lozano

D.A. Davidson & CO.

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

D.A. Davidson & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

672 advisors

Number of Clients

66,488 clients

Average Client Portfolio

$544K average

Assets Under Management

$36.2B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

601 W. Main Ave, Suite 1300, Spokane, WA, 99201

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

D.A. Davidson & CO.

March 2023 - Present · 2 yrs 11 mos

D.A. Davidson & CO.

March 2023 - Present · 2 yrs 11 mos

D.A. Davidson & CO.Broker

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

UBS Financial Services INC.

December 2017 - March 2023 · 5 yrs 3 mos

UBS Financial Services INC.Broker

June 2014 - March 2023 · 8 yrs 9 mos

State Registrations23 states

AKARAZCACODCFLGAHIIDKYMAMDMNMTNMNVNYORTNUTVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.