Andrew Merchant
Andrew Merchant is a registered investment advisor at Prime Capital Financial, based in Wichita, KS, with 12 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.
Fee Estimator
Location
801 E Douglas Ave - Suite #100, Wichita, KS, 67202-3507
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is an insurance agent selling life, long-term care, and Medicare insurance products, dedicating about 10-20% of his time. He also sells fixed insurance products through Prime Capital Risk Management and owns The Hub Consulting Group, providing operational and membership engagement services to a non-profit private club a few hours per week.
Employment History
Current Registrations
Prime Capital Financial
Previous Registrations
Visionpoint Advisory Group
LPL Financial LLCBroker
Fintegra, LLCBroker
Fintegra, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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