Sean Spencer is a registered investment advisor, based in Wichita, KS, with 14 years of industry experience.
Location
1601 E Douglas Avenue, Wichita, KS, 67211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is an owner and IAR at Access Capital LLC, dedicating full-time hours to financial advising. He also sells fixed insurance products through Fixed Insurance and PKSF, spending a few hours per week on these activities, and is involved in several non-investment related businesses including a Jersey Mike's franchise, real estate development, and a holding company.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Access Capital, LLC
Previous Registrations
Ima WealthBroker
Ima Wealth
LPL Financial LLCBroker
LPL Financial LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.