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William Carlisle

Vanderbilt Advisory Services
12 Years of Experience
Fairfield, IA
1 DisclosureBroker
View SEC Summary
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William Carlisle is a registered investment advisor at Vanderbilt Advisory Services, based in Fairfield, IA, with 12 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

505 N. 4th St, Ste 202, Fairfield, IA, 52556

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History

Regulatory History (1)
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Judgment / Lien
September 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vanderbilt Advisory Services
June 2025 - Present · 1 yr 4 mos
Vanderbilt Securities, LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Morgan Stanley
September 2023 - April 2024 · 7 mos
Morgan StanleyBroker
March 2023 - April 2024 · 1 yr 1 mo
E*trade Capital Management, LLC
May 2022 - September 2023 · 1 yr 4 mos
E*trade Securities LLCBroker
May 2022 - September 2023 · 1 yr 4 mos
TD Ameritrade, INC.Broker
May 2020 - September 2021 · 1 yr 4 mos
TD Ameritrade Investment Management, LLC
May 2020 - September 2021 · 1 yr 4 mos
TD Ameritrade, INC.
May 2020 - September 2021 · 1 yr 4 mos
Cambridge Investment Research Advisors, INC.
September 2018 - May 2020 · 1 yr 8 mos
Cambridge Investment Research, INC.Broker
July 2018 - May 2020 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - January 2018 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - January 2018 · 5 yrs 3 mos
Cambridge Investment Research, INC.Broker
November 2011 - April 2012 · 5 mos
State Registrations3 states
FLIANC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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