Samantha Pezzute is a registered investment advisor, based in Indianapolis, IN, with 14 years of industry experience.
Location
8801 River Crossing Blvd, Suite 100, Indianapolis, IN, 46240
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samantha works in client solutions at Sheaff Brock Investment Advisors, LLC since November 2023. This activity takes about 10-20% of Samantha's time.
Employment History
Current Registrations
Aw SecuritiesBroker
May 2025 - Present · 1 yr 2 mos
Allworth Financial, L.P.
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Sheaff Brock Investment Advisors, LLC
November 2023 - September 2025 · 1 yr 10 mos
Salzinger Sheaff Brock, LLC
November 2023 - October 2024 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 2021 - October 2023 · 2 yrs 4 mos
Northwestern Mutual Investment Services,llc
June 2021 - October 2023 · 2 yrs 4 mos
J.P. Morgan Securities LLC
August 2018 - June 2021 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
August 2018 - June 2021 · 2 yrs 10 mos
Charles Schwab & CO., INC.
September 2015 - June 2018 · 2 yrs 9 mos
Charles Schwab & CO., INC.Broker
November 2011 - June 2018 · 6 yrs 7 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.