Paulina Wong is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2017 - September 2021 · 4 yrs
J.P. Morgan Securities LLCBroker
September 2017 - September 2021 · 4 yrs
Neuberger Berman Bd LLC
May 2015 - September 2017 · 2 yrs 4 mos
Neuberger Berman Bd LLCBroker
May 2015 - September 2017 · 2 yrs 4 mos
UBS Financial Services INC.
April 2014 - May 2015 · 1 yr 1 mo
UBS Financial Services INC.Broker
April 2014 - May 2015 · 1 yr 1 mo
Credit Suisse Securities (USA) LLC
July 2012 - April 2014 · 1 yr 9 mos
Credit Suisse Securities (USA) LLCBroker
July 2012 - April 2014 · 1 yr 9 mos
Rand & Associates, LLC
December 2011 - July 2012 · 7 mos
San Francisco Sentry Investment Group
November 2011 - July 2012 · 8 mos
S F Sentry Securities, INC.Broker
October 2011 - July 2012 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.