SR
SR
Session Rainwater
14 Years of Experience
Westlake, TX
2 DisclosuresBroker
Session Rainwater is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 14 years of industry experience. Session is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023Denied
Criminal
September 2008Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 9 mos
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
September 2013 - September 2023 · 10 yrs
TD Ameritrade, INC.
September 2013 - October 2022 · 9 yrs 1 mo
TD Ameritrade, INC.Broker
October 2011 - May 2024 · 12 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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