JC
JC

Joseph Cobb

12 Years of Experience
Birmingham, AL
Broker

Joseph Cobb is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2025 - Present · 9 mos
Raymond James & Associates, INC.
August 2025 - Present · 9 mos
Previous Registrations
Cetera Investment Services LLCBroker
July 2019 - August 2025 · 6 yrs 1 mo
Cetera Investment Advisers LLC
July 2019 - August 2025 · 6 yrs 1 mo
W&s Brokerage Services, INC.
February 2019 - July 2019 · 5 mos
W&s Brokerage Services, INC.Broker
May 2018 - July 2019 · 1 yr 2 mos
Charles Schwab & CO., INC.
May 2017 - April 2018 · 11 mos
Charles Schwab & CO., INC.Broker
May 2017 - April 2018 · 11 mos
Nbc Securities, INC.
December 2014 - March 2015 · 3 mos
Nbc Securities, INC.Broker
December 2014 - March 2015 · 3 mos
PNC Investments
October 2014 - November 2014 · 1 mo
PNC InvestmentsBroker
October 2014 - November 2014 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - October 2014 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - October 2014 · 1 yr 11 mos
Princor Financial Services CorporationBroker
November 2011 - December 2012 · 1 yr 1 mo
State Registrations4 states
ALFLGALA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Cobb - Financial Advisor | TrueAdvisor