Andrew Mau is a CFP-designated registered investment advisor, based in Mokena, IL, with 14 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
18700 S. Wolf Road Suite 211, Mokena, IL, 60448
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is an advisory representative of a Registered Investment Advisor (RIA), an independent insurance agent, and owns multiple businesses including Ascend Wealth Planning, ATM Financial Planning LLC, and Ascend Planning Network LLC. He also participates in a networking group.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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