David Frum
David Frum is a registered investment advisor at Denver Wealth Management, INC., based in Denver, CO, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 986 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.30% |
| $250K - $500K | 1.20% |
| $500K - $1000K | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.95% |
| $3.0M - $4.0M | 0.90% |
| $4.0M - $5.0M | 0.85% |
| $5.0M - $6.0M | 0.80% |
| $6.0M - $7.0M | 0.75% |
| $7M+ | 0.75% |
Fees associated with accounts greater than $7,000,000 will be negotiated. For any managed cash account where no equities or securities are bought in the account, the advisory fee is 0.50%. Employees and certain family members may be charged a lower fee in accordance with the Advisor’s family discount program.
Fee Estimator
Location
4582 S Ulster St., Suite 1300, Denver, CO, 80237
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent for North American Life Insurance, selling non-variable insurance, and MassMutual Greater Phoenix, Agency 252. He also provides investment advisory services through Providence Capital Partners Inc. and Denver Wealth Management, Inc., spending nearly full-time on each.
Employment History
Current Registrations
Denver Wealth Management, INC.
LPL Financial LLCBroker
Previous Registrations
Western Wealth Management LLC
Western Wealth Management LLC
Northstar Realty Securities, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.