KD
KD

Kaitlyn Lee Dowling

12 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
58 clients
Average Client Portfolio
$728K average
Assets Under Management
$42.2M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

Philadelphia, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kaitlyn works as a Senior Internal Consultant at Stringer Asset Management since January 2022. This activity is investment-related.

Employment History
Current Registrations
Stringer Asset Management, LLC
June 2024 - Present · 1 yr 8 mos
Matrix 360 Distributors, LLC
January 2022 - Present · 4 yrs 1 mo
Matrix 360 Distributors, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Stringer Asset Management, LLC
February 2022 - December 2023 · 1 yr 10 mos
Macquarie Investment Management Business Trust
April 2020 - December 2021 · 1 yr 8 mos
Delaware Distributors, L.P.Broker
October 2017 - December 2021 · 4 yrs 2 mos
Delaware Capital Management Advisers, INC
October 2017 - April 2020 · 2 yrs 6 mos
UBS Financial Services INC.
June 2017 - October 2017 · 4 mos
UBS Financial Services INC.Broker
June 2017 - October 2017 · 4 mos
The Ayco Company,l.p.
August 2015 - May 2017 · 1 yr 9 mos
Mercer Allied Company, L.P.Broker
August 2015 - May 2017 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2014 - August 2015 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
February 2013 - August 2015 · 2 yrs 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.