Kenneth Shaw is a CFA-designated registered investment advisor, based in New York, NY, with 14 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold.
Location
225 Liberty St., 11TH Floor, New York, NY, 10281
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Invesco Distributors, INC.Broker
April 2018 - Present · 8 yrs 6 mos
Invesco Advisers, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Envestnet | Pmc
October 2012 - October 2017 · 5 yrs
Prima Capital Management, INC.
October 2011 - May 2012 · 7 mos
State Registrations18 states
COCTFLGAILMAMEMONENHNJNYOHPARISCTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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