Kenneth Shaw is a CFA-designated registered investment advisor, based in New York, NY, with 13 years of industry experience.
Location
225 Liberty St., 11TH Floor, New York, NY, 10281
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Invesco Distributors, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Invesco Advisers, INC.
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Envestnet | Pmc
October 2012 - October 2017 · 5 yrs
Prima Capital Management, INC.
October 2011 - May 2012 · 7 mos
State Registrations18 states
COCTFLGAILMAMEMONENHNJNYOHPARISCTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.