Sherman Ethridge
Sherman Ethridge is a CFP-designated registered investment advisor at Capital Area Planning Group, based in Washington, DC, with 14 years of industry experience. Sherman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 60 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.50% |
| $750K - $1000K | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.50% |
Fees negotiable for accounts above $25,000,000.
Fee Estimator
Location
1255 Union Street Ne, 7th Floor, Washington, DC, 20002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sherman is a sole proprietor for public speaking on investment topics, president/owner of an insurance sales business, board member for a headphone manufacturer, managing partner for a tax preparation business, and advisory board member for a company. He dedicates minimal time to most of these activities, except for insurance sales, which takes a few hours per week.
Employment History
Current Registrations
Capital Area Planning Group
Previous Registrations
Cic Wealth, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.