ZP
CFP · ChFC
ZP
CFP · ChFC
Zoltan Pongracz is a CFP, ChFC-designated registered investment advisor, based in Westport, CT, with 14 years of industry experience.
Location
55 Post Road West, 1st Floor, Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014Denied
Other Business ActivitiesSells Insurance
Zoltan is a licensed insurance agent selling life insurance products, dedicating a few hours per week to this activity. He also serves as an advisor for IV Bio Holdings, LLC and is a member/owner of Westover Mianus Partnership, LLC, a real estate development company.
Employment History
Current Registrations
The Leaders Group, INC.
July 2025 - Present · 9 mos
The Leaders Group, INC.Broker
July 2025 - Present · 9 mos
Third View Private Wealth
May 2025 - Present · 11 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2024 - May 2025 · 1 yr 1 mo
Procyon
November 2021 - May 2025 · 3 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - December 2021 · 4 yrs 9 mos
MML Investors Services, LLC
March 2017 - December 2021 · 4 yrs 9 mos
Msi Financial Services, INC.
March 2012 - March 2017 · 5 yrs
Msi Financial Services, INC.Broker
October 2011 - March 2017 · 5 yrs 5 mos
State Registrations8 states
CACTFLMAMINCNYSD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.