TrueAdvisor
TrueAdvisor
JT
JT

Jeremy Tate

Tate Capital Group
14 Years of Experience
Newport Beach, CA
2 Disclosures
View SEC Summary
View SEC Summary

Jeremy Tate is a registered investment advisor at Tate Capital Group, based in Newport Beach, CA, with 14 years of industry experience. Jeremy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 31 clients with $33M in assets under management.

Tate Capital Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
31 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$33.3M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $4.0M1.50%
$4.0M - $10.0M1.25%
$10M+1.00%

Fees are generally negotiable. Additional platform fees apply when utilizing third-party managers.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 Newport Center Drive, Newport Beach, CA, 92660

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2018
Criminal
December 2016
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tate Capital Group
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Balboa Wealth Partners, INC.
September 2018 - November 2024 · 6 yrs 2 mos
Morgan Stanley
November 2013 - September 2018 · 4 yrs 10 mos
Morgan StanleyBroker
November 2013 - September 2018 · 4 yrs 10 mos
Edward Jones
January 2012 - November 2013 · 1 yr 10 mos
Edward JonesBroker
November 2011 - November 2013 · 2 yrs
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Newport Beach, CA →All financial advisors in California →