Adam Kaufer
Adam Kaufer is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wallingford, PA, with 14 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Wallingford, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is the Principal and CEO of Kaufer Financial, LLC, dedicating about half of his time to financial planning and wealth management. He also sells fixed insurance products, including life, health, disability, annuities, and long-term care, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Prism Financial Group, LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
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