Prism Financial Group offers investment advisory services through its Wealth Advisory Service. Prism aims to provide unbiased, objective, and cost-effective investment management. They assist clients in creating an Investment Policy Statement, developing investment guidelines with asset allocation recommendations, and recommending mutual funds. Prism monitors accounts and provides quarterly reports.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.75% |
| $500K - $1.0M | 0.50% |
| $1M+ | 0.25% |
If client decides to implement any investment recommendations through a Prism Investment Advisor, in their individual capacity as a registered representative, any commission received will be credited to the fee costs at ninety-two percent (92%) of the total commissions. If any investment has on-going "trail" fees/commissions that are paid, the client will be credited dollar for dollar. All fees are subject to negotiation. For ongoing services, the maximum fee for accounts is $2,500/quarter.