Mario Rose
Mario Rose is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 11 years of industry experience. Mario operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
622 Emerson Rd Ste 400, Saint Louis, MO, 63141
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Saxony Capital Management, LLC
Patrick Capital Markets, LLCBroker
Severin Investments LLC
Pruco Securities, LLC.Broker
Scottrade, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Country Capital Management CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.