Carlos Tijerina is a registered investment advisor, based in San Antonio, TX, with 13 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Investment Services
August 2024 - Present · 1 yr 11 mos
Frost Brokerage Services, INC.Broker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
PNC Investments
April 2022 - August 2024 · 2 yrs 4 mos
PNC InvestmentsBroker
April 2022 - August 2024 · 2 yrs 4 mos
Frost Investment Services
January 2022 - March 2022 · 2 mos
Frost Brokerage Services, INC.Broker
July 2021 - March 2022 · 8 mos
Frost Investment Services
July 2021 - December 2021 · 5 mos
PNC Managed Account Solutions, INC.
November 2019 - July 2021 · 1 yr 8 mos
Bbva Securities INC.Broker
November 2019 - July 2021 · 1 yr 8 mos
Wells Fargo Clearing Services, LLC
August 2017 - October 2019 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2017 - October 2019 · 2 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2016 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.