Curtis Klieger
Curtis Klieger is a registered investment advisor at MML Investors Services, LLC, based in Dallas, TX, with 12 years of industry experience. Curtis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
14241 Dallas Parkway, Suite 1200, Dallas, TX, 75254
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Regulatory History (1)
Customer Dispute
July 2021Other Business ActivitiesSells Insurance
Curtis sells life, health, and fixed insurance products as an agent, dedicating a few hours per week to these activities. He also manages real estate through a living trust, owns Stonewater Financial Group LLC (spending about a quarter of his time on company books and administration), leases out his car, and serves as treasurer for The Arc of DFW.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.