TrueAdvisor
TrueAdvisor
LG
ChFC
LG
ChFC

Leonard Gargagliano

MML Investors Services, LLC
32 Years of Experience
Dallas, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Leonard Gargagliano is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Dallas, TX, with 32 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

13455 Noel Road, 20th Floor, Dallas, TX, 75240

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2025
Final
Regulatory
November 2002
Final
Customer Dispute
December 2001
Withdrawn
Customer Dispute
August 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
July 2009 - September 2016 · 7 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
February 1998 - January 2002 · 3 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 1993 - January 2026 · 32 yrs 3 mos
State Registrations3 states
CTILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →