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Adam Hatch

Principal Advised Services
14 Years of Experience
Des Moines, IA
Broker
View SEC Summary
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Adam Hatch is a registered investment advisor at Principal Advised Services, based in Des Moines, IA, with 14 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 23,164 clients with $1.4B in assets under management.

Principal Advised Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
23,164 clients
Average Client Portfolio
$61K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Annual fee of up to 0.50% of the daily value of managed account assets. The fee structure is tiered and negotiable by the plan sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants, and as an AVP for Principal Bank, responsible for sales of bank deposit products. Both roles are investment-related and take up a full-time commitment each.

Employment History
Current Registrations
Principal Advised Services
August 2024 - Present · 2 yrs 2 mos
Principal Securities, INC.
January 2018 - Present · 8 yrs 9 mos
Principal Securities, INC.Broker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Principal Securities, INC.
January 2018 - November 2023 · 5 yrs 10 mos
Sammons Financial Network, LLCBroker
July 2017 - December 2017 · 5 mos
AXA Advisors, LLC
February 2017 - July 2017 · 5 mos
AXA Advisors, LLCBroker
January 2017 - July 2017 · 6 mos
Principal Securities, INC.Broker
October 2012 - January 2017 · 4 yrs 3 mos
Ing Financial Advisers, LLCBroker
November 2011 - October 2012 · 11 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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