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Spencer Johnson

Calton & Associates, INC.
10 Years of Experience
Cedar Falls, IA
BrokerSells Insurance
View SEC Summary
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Spencer Johnson is a registered investment advisor at Calton & Associates, INC., based in Cedar Falls, IA, with 10 years of industry experience. Spencer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1702 State Street, Cedar Falls, IA, 50613

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Spencer is the owner, control person, and IAR for Fencl Advisory Services, LLC, dedicating about 90% of his time to investment management and financial planning. He also owns ICM Financial Services, Inc., which provides administrative support and fixed insurance, and Spash Properties, LLC, a real estate holding company, taking minimal time.

Employment History
Current Registrations
Calton & Associates, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Fencl Advisory Services, LLC
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Dominion Investor Services, INC.Broker
September 2016 - July 2023 · 6 yrs 10 mos
State Registrations6 states
IAILLAMNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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