TrueAdvisor
TrueAdvisor
EE
EE

Edward Ellis

Stifel, Nicolaus & Company, Incorporated
14 Years of Experience
Haddonfield, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Edward Ellis is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Haddonfield, NJ, with 14 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Washington Avenue, Suite C-1, Haddonfield, NJ, 08033

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward serves on the Board of Directors for The Tender Inc., an adult day center and caregiver support services organization. He spends minimal time advancing the mission, fundraising, attending meetings, evaluating the CEO, recruiting members, and enhancing board communication.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2020 - Present · 6 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - August 2020 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2012 - August 2020 · 8 yrs 5 mos
State Registrations15 states
CADCDEFLKYMDMONHNJNYPATNTXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Haddonfield, NJ →All financial advisors in New Jersey →