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Richard Bonnette

Stifel, Nicolaus & Company, Incorporated
40 Years of Experience
Haddonfield, NJ
7 DisclosuresBroker
View SEC Summary
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Richard Bonnette is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Haddonfield, NJ, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Washington Avenue, Suite C-1, Haddonfield, NJ, 08033

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Closed-No Action
Customer Dispute
May 2004
Settled
Customer Dispute
December 2003
Denied
Customer Dispute
April 2003
Denied
Customer Dispute
November 2002
Denied
Customer Dispute
January 2002
Denied
Customer Dispute
February 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2020 - Present · 6 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - August 2020 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - August 2020 · 11 yrs 9 mos
Janney Montgomery Scott LLC
August 2005 - November 2008 · 3 yrs 3 mos
Janney Montgomery Scott LLCBroker
April 2004 - November 2008 · 4 yrs 7 mos
Citigroup Global Markets INC.
September 2002 - May 2004 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
February 1999 - May 2004 · 5 yrs 3 mos
Painewebber IncorporatedBroker
July 1994 - February 1999 · 4 yrs 7 mos
Wheat, First Securities, INC.Broker
January 1991 - August 1994 · 3 yrs 7 mos
Butcher & Singer INC.Broker
January 1989 - January 1991 · 2 yrs
Prudential-Bache Securities INC.Broker
September 1986 - February 1989 · 2 yrs 5 mos
State Registrations25 states
AZCACTDEFLGAILKYMAMDMNMONCNJNVNYOHPASCTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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