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Brian Novotny

Strategic Advisers LLC
14 Years of Experience
Avon Lake, OH
2 DisclosuresBroker
View SEC Summary
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Brian Novotny is a registered investment advisor at Strategic Advisers LLC, based in Avon Lake, OH, with 14 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Avon Lake, OH

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Settled
Criminal
November 1985
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
December 2021 - Present · 4 yrs 10 mos
Fidelity Brokerage Services LLCBroker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
January 2022 - March 2025 · 3 yrs 2 mos
The Huntington Investment CompanyBroker
February 2017 - September 2021 · 4 yrs 7 mos
Huntington Financial Advisors
February 2017 - September 2021 · 4 yrs 7 mos
LPL Financial LLC
September 2013 - February 2017 · 3 yrs 5 mos
LPL Financial LLCBroker
September 2013 - February 2017 · 3 yrs 5 mos
Firstmerit Advisors, INC.
April 2013 - September 2013 · 5 mos
Firstmerit Financial Services, INCBroker
April 2013 - September 2013 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - January 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - January 2013 · 1 yr 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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