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CFP
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CFP

Rory Hartmann

Rfg Advisory, LLC
13 Years of Experience
Brentwood, TN
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Rory Hartmann is a CFP-designated registered investment advisor at Rfg Advisory, LLC, based in Brentwood, TN, with 13 years of industry experience. Rory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 13 more. Their firm serves 17,410 clients with $8B in assets under management.

Rfg Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
186 advisors
Number of Clients
17,410 clients
Average Client Portfolio
$458K average
Assets Under Management
$8.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Fees are negotiated between the client and the financial advisor up to a maximum of 2.35%, which includes an RFG platform fee of up to 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5110 Maryland Way, Suite 330, Brentwood, TN, 37027

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History

Regulatory History (1)
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Criminal
November 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rory works as an insurance agent for Crump and Dixon Wells Insurance Brokerage Firm, and is involved with Resolute Wealth Management's insurance business, dedicating about half of his time to these activities. He also works full-time for RFG Advisory, LLC as a Registered Investment Advisor.

Employment History
Current Registrations
Rfg Advisory, LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Private Client Services, LLCBroker
June 2021 - October 2022 · 1 yr 4 mos
Northwestern Mutual Investment Services,llc
March 2013 - June 2021 · 8 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2013 - June 2021 · 8 yrs 5 mos
State Registrations2 states
TNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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