AB
CFP · ChFC
AB
CFP · ChFC

Andrew Baker

14 Years of Experience
Newark, DE
BrokerSells Insurance

Andrew Baker is a CFP, ChFC-designated registered investment advisor, based in Newark, DE, with 14 years of industry experience.

Location

900 Prides Crossing, Newark, DE, 19713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an independent contractor and author, a fixed insurance agent/broker, a board member for St John The Beloved, and a member of DSFG Real Estate Holdings, LLC. He also owns a sports trading card sales business on eBay.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
February 2012 - August 2023 · 11 yrs 6 mos
Securian Financial Services, INC.Broker
December 2011 - August 2023 · 11 yrs 8 mos
State Registrations21 states
AZCADCDEFLGAIAMAMDMINCNDNJNYPARISCTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Baker - Financial Advisor | TrueAdvisor