Stephen Braddock
Stephen Braddock is a registered investment advisor at Argent Advisors, INC., based in Ruston, LA, with 10 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,499 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.70% |
Rates shown are for Standard Portfolio Management. Other programs have different schedules, such as Dynamic Asset Models at 1.25% to 1.50% plus a $20/month operations fee, and Passive Portfolios at a flat 0.50%. Fees are negotiable.
Fee Estimator
Location
500 East Reynolds Drive, Ruston, LA, 71270
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates under Argent Investing Services as a DBA for his LPL business, dedicating most of his time to it. He is also an Investment Advisor Representative for Argent Advisors, Inc. and a Trust Officer for Argent Trust Company, and he works with Argent Insurance Services selling non-variable insurance.
Employment History
Current Registrations
Argent Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLC
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kathy EasleyArgent Advisors, INC.
- Byron Moore, CFPArgent Advisors, INC.
- Michael JonesArgent Advisors, INC.
- Matthew Moore, CFPArgent Advisors, INC.
- William Smith, CFP, ChFCRaymond James & Associates, INC.