WG
CFP
WG
CFP

William Garrison

13 Years of Experience
Lubbock, TX
Broker

William Garrison is a CFP-designated registered investment advisor, based in Lubbock, TX, with 13 years of industry experience.

Location

4811 50th Street, Lubbock, TX, 79414

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Raymond James Financial Services Advisors, INC
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Morgan Stanley
April 2016 - August 2020 · 4 yrs 4 mos
Morgan StanleyBroker
March 2016 - August 2020 · 4 yrs 5 mos
Kuykendall & Schneider, INC.Broker
September 2013 - September 2015 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - April 2013 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - April 2013 · 1 yr 4 mos
State Registrations9 states
AZCACOFLIDNMORSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.