Albert Chen
Albert Chen is a CFP-designated registered investment advisor at Course Management Investment Advisors, LLC, based in Pinehurst, NC, with 14 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 161 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.80% |
Fees are generally negotiable.
Fee Estimator
Location
5 Dowd Cir, Suite B, Pinehurst, NC, 28374
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2021Other Business Activities
Albert is a co-owner of Course Management Real Estate Partners, a commercial real estate portfolio specializing in retail office space, since 2020. He spends a few hours per week ensuring the property is maintained to professional standards.
Employment History
Current Registrations
Course Management Investment Advisors, LLC
Previous Registrations
Householder Group Estate & Retirement Specialists
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.