Dana Simmons is a registered investment advisor at Pruco Securities, LLC, based in Lansdale, PA, with 12 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
N/A
Firm Size
20 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
Lansdale, PA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
February 2026 - Present · 2 mos
Pruco Securities, LLC.
February 2026 - Present · 2 mos
Pruco Securities, LLC.Broker
February 2026 - Present · 2 mos
Previous Registrations
Prudential Financial Planning Services
August 2024 - November 2024 · 3 mos
Pruco Securities, LLC.Broker
April 2015 - November 2024 · 9 yrs 7 mos
Prudential Annuities Distributors, INCBroker
December 2011 - March 2015 · 3 yrs 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.