JW
JW
James Whittemore
14 Years of Experience
Brooksville, FL
1 DisclosureBroker
James Whittemore is a registered investment advisor at Transamerica Retirement Advisors, LLC, based in Brooksville, FL, with 14 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,722 clients with $19B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
306 advisors
Number of Clients
212,722 clients
Average Client Portfolio
$89K average
Assets Under Management
$18.8B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 0.95% |
| $150K - $1000K | 0.90% |
| $1M+ | 0.80% |
Fees are not negotiable. Breakpoint reductions may apply based on products and services held through Transamerica.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Brooksville, FL
Get directionsHistory
Regulatory History (1)
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Criminal
June 1990Final Disposition
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
July 2017 - Present · 9 yrs 3 mos
Transamerica Investors Securities, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Transamerica Investors Securities, LLC
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Transamerica Financial Advisors, INCBroker
August 2012 - August 2013 · 1 yr
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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