Nicholas Irwin
Nicholas Irwin is a registered investment advisor at Cetera Investment Advisers LLC, based in Lockhart, TX, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
111A S Church St, Lockhart, TX, 78644
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is an insurance agent selling insurance products through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating about 10-20% of his time. He is also a financial advisor at Dauntless Wealth Management LLC (nearly full-time) and co-owner of NI-HI Enterprises LLC, which handles business operations for Dauntless Wealth Management (a few hours per week).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Edward Jones
Edward JonesBroker
Swbc Investment Advisory Services LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
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