Stephen Canter
Stephen Canter is a registered investment advisor at UBS Asset Management (americas) LLC, based in Fairfield, CT, with 13 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 399,225 clients with $540B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UGA does not have a standard fee schedule. UGA generally receives management fees equal to a percentage of assets under management. In some cases, UGA receives a fixed fee for its services. UGA may also receive performance-based fees. Fees are negotiated on a client-by-client basis and are based, in part, on the size and scope of the relationship, investment vehicle’s particular structure, investment process and other factors.
Location
252 Henry Street, Fairfield, CT, 06824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.
UBS Asset Management (US) INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Securities LLCBroker
State Registrations53 states
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