Dennis Lee is a registered investment advisor, based in Garden City, NY, with 13 years of industry experience.
Location
666 Old Country Road, Suite 505, Garden City, NY, 11530
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Regulatory History (1)
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Customer Dispute
December 2017Settled
Other Business Activities
Dennis is a Municipal Securities Principal at Trident Partners LTD, supervising the firm's municipal bond trading activity since 2020. This takes a few hours per week.
Employment History
Current Registrations
Trident Partners LTD.Broker
January 2023 - Present · 3 yrs 4 mos
Wilmington Capital Securities, LLC
February 2019 - Present · 7 yrs 3 mos
Wilmington Capital Securities, LLCBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Trident Partners LTD.Broker
July 2020 - October 2022 · 2 yrs 3 mos
Trident Partners LTD.Broker
July 2012 - December 2017 · 5 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.