TH
CFP · ChFC
TH
CFP · ChFC

Timothy Harden

14 Years of Experience
Saint Peters, MO
BrokerSells Insurance

Timothy Harden is a CFP, ChFC-designated registered investment advisor at Retirement Plan Advisors, LLC, based in Saint Peters, MO, with 14 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Federal Employees, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 10,031 clients with $3.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
10,031 clients
Average Client Portfolio
$353K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum fee is 2.25% per year. Program fees, trading, custodial, and account service fees may apply in addition to the advisory fee depending on the selected program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1 Mid Rivers Mall, Suite 358, Saint Peters, MO, 63376

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy is an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity. He is also an owner/partner of Retirement Plan Advisors Holdings, Inc., but spends no time on this.

Employment History
Current Registrations
Retirement Plan Advisors, LLC
October 2020 - Present · 6 yrs
Cambridge Investment Research, INC.Broker
October 2020 - Present · 6 yrs
Previous Registrations
Principal Securities, INC.
March 2017 - October 2020 · 3 yrs 7 mos
Principal Securities, INC.Broker
February 2017 - October 2020 · 3 yrs 8 mos
Mariner Wealth Advisors, LLC
September 2016 - February 2017 · 5 mos
Montage Securities, LLCBroker
February 2016 - February 2017 · 1 yr
Mariner Wealth Advisors
February 2016 - February 2017 · 1 yr
Visionary Wealth Advisors, LLC
April 2014 - January 2016 · 1 yr 9 mos
Northwestern Mutual Investment Services,llc
August 2012 - March 2014 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
August 2012 - March 2014 · 1 yr 7 mos
Edward Jones
March 2012 - April 2012 · 1 mo
Edward JonesBroker
February 2012 - April 2012 · 2 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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